- Representative/Advisor Informational Slides
- 6-2025 Monthly Newsletter
- 5-2025 Monthly Newsletter
- 4-2025 Monthly Newsletter
- 3-2025 Monthly Newsletter
- 2-2025 Monthly Newsletter
- 1-2025 Monthly Newsletter - Hot Topic - New Year -- New Goals
- 12-2024 Monthly Newsletter - Hot Topic - Entertainment
- 11-2024 Monthly Newsletter - Hot Topic - Rules of Gift Giving
- 10-2024 Monthly Newsletter - Hot Topic - Product Sponsored Training
- 9-2024 Monthly Newsletter - Hot Topic - Professional Designations
- 8-2024 Monthly Newsletter - Hot Topic - Withdraw Requests
- 7-2024 Monthly Newsletter - Hot Topic - SURPRISE - When a State Regulator Comes Calling
- 3Q 2024 Texting Newsletter
- 6-2024 Monthly Newsletter - Hot Topic - Wifi Use
- 5-2024 Monthly Newsletter – Hot Topic – Email Forwarding
- 4-2024 Monthly Newsletter - Hot Topic - Paperwork Reminders
- 3-2024 Monthly Newsletter - Hot Topic - Intelliflo Portfolio
- 2-2024 Monthly Newsletter - Hot Topic - Composing a Business Email
- 1-2024 Monthly Newsletter - Hot Topic - BI and Insurance CE
- 12-2023 Monthly Newsletter - Hot Topic - FINRA vs The SEC
- 11-2023 Monthly Newsletter - Hot Topic - Creating a Website
- 10-2023 Monthly Newsletter - Hot Topic - Paperwork for Existing Clients
- 9-2023 Monthly Newsletter - Hot Topic - Unpaid OBAs
- 8-2023 Monthly Newsletter - Hot Topic - Lost/Stolen Device Procedure
- 7-2023 Monthly Newsletter - Hot Topic - UTMA
- 6-2023 Monthly Newsletter - Hot Topic - What if my client texts me?
- 5-2023 Monthly Newsletter - Hot Topic - Outside Business Activities
- 4-2023 Monthly Newsletter - Hot Topic - Cyber Security
- 3-2023 Monthly Newsletter - Hot Topic - Forms
- 2-2023 Monthly Newsletter - Hot Topic - Reminders from Operations
- 1-2023 Monthly Newsletter - Hot Topic - LinkedIn
- 12-2022 Monthly Newsletter - Hot Topic - Marketing
- 11-2022 Monthly Newsletter - Hot Topic - 2022 ARQ
- 10-2022 Monthly Newsletter - Hot Topic - U4 Maintenance
- 9-2022 Monthly Newsletter - Hot Topic - Pre Clearances
- 8-2022 Monthly Newsletter - Hot Topic - Public Communications
- 7-2022 Monthly Newsletter - Hot Topic - Personnel
- 6-2022 Monthly Newsletter - Hot Topic - Social Media in Business
- 5-2022 Monthly Newsletter - Hot Topic - New IRA Life Expectancy Table
- 4-2022 Monthly Newsletter - Hot Topic - Politcal Contributions Log
- 3-2022 Monthly Newsletter - Hot Topic - OBA/DBA
Bonus Slide - New CE Rules - 2-2022 Monthly Newsletter - Hot Topic - Email Reminders
- 1-2022 Monthly Newsletter - Hot Topic - Client Profile Form Procedure
- 1Q 2020: January 2020 Newsletter: Plotting the Course - Tools to Effectively Navigate the Regulatory Maze (New Year, New Challenges, & UTMA/UGMA info)
- 3Q 2019: August 2019 Newsletter: Plotting the Course - Tools to Effectively Navigate the Regulatory Maze (Reg BI & ETFs)
- 1Q 2019: January 2019 Newsletter: Plotting the Course - Tools to Effectively Navigate the Regulatory Maze (Financial Exploitation & Social Media)
- 2Q 2018: May 2018 Newsletter: Plotting the Course - Tools to Effectively Navigate the Regulatory Maze (Share Class Initiative & Cyber Security)
- 1Q 2018: January 2018 Newsletter: Plotting the Course - Tools to Effectively Navigate the Regulatory Maze (Tax Cuts & Jobs Act by Laura Abbott DeCarolis)
