Approved Mutual Funds can be found on the "Approved Direct Products List" available under the "Representative/Advisor Resources" section of the website. 
All new business must be submitted in hard copy and by mail for pre-approval to Trustmont's Home Office at:
200 Brush Run Rd, Ste A, Greensburg, PA 15601
To assist in sorting & comparing mutual funds, ETFs, & money market funds try the FINRA Fund Analyzer.


Required Paperwork for Direct Mutual Fund Business

  • Client Profile Form
    All new business requires a Client Profile Form, for guidance on how to complete the Client Profile Form, click here.  If your client(s) do not want to provide a "Trusted Contact" indicate that by marking the box "Client declines to provide a Trusted Contact" in the Trusted Contact section of the Client Profile Form.
    Please note: Including a copy of the client(s) current drivers license is highly encouraged.

  • Trustmont Required Disclosures Delivery Confirmation Cover Sheet (Financial & Advisory)
    This form must be submitted to the home office with all new business paperwork (including change of broker/dealer) as well as additional investments into an account that is 25% of the existing value or $50,000+ whichever is lower. If a recommendation did not result in additional required paperwork, this form is to be retained at the branch office in either paper or electronic form and made available to Compliance upon request. 

  • Prospectus Receipt and Share Class Purchase Form
    Required with all new mutual fund applications.

  • Fund Company Paperwork
    Please include all fund company paperwork and a current product statement when doing a Mutual Fund to Mutual Fund Switch.

Required Disclosures

Potentially Required

  • Rollover Analyzer
    Required for all IRA to IRA transfers, Plan (401K/403B/457/etc) to IRA Transfers and Plan to Plan Transfers. For a quick start guide, including log in information, a link to a video demonstration and user guide, click here.

  • Mutual Fund Switch
    Required when recommending a mutual fund switch to client(s).

  • B-Class Share Certification
    Required when client(s) are purchasing B-class shares.

  • Signature Guarantee Request Form
    Required when requesting any Medallion Signature Guarantee, limit of $250,000, anything higher must be directed to a bank, credit union, etc. Must be accompanied by a copy of client(s) current drivers license, passport, or government issued ID.