Approved 3rd Party Money Managers can be found on the "Approved Direct Products List" available under the "Representative/Advisor Resources" section of the website.
All new business must be submitted in hard copy and by mail for pre-approval to Trustmont's Home Office at:

200 Brush Run Rd, Ste A, Greensburg, PA 15601

Required Paperwork for 3rd Party Managed Money

  • Client Profile Form
    All new business requries a Client Profile Form, for guidance on how to complete the Client Profile Form, click here. If your client(s) do not want to provide a "Trusted Contact" indicate that by marking the box "Client declines to provide a Trusted Contact" in the Trusted Contact section of the Client Profile Form.
    Please note: Including a copy of client(s) current drivers license is highly encouraged.

  • Trustmont Required Disclosures Delivery Confirmation Cover Sheet (Financial & Advisory)
    This form must be submitted to the home office with all new business paperwork (including change of broker/dealer) as well as additional investments into an account that is 25% of the existing value or $50,000+ whichever is lower. If a recommendation did not result in additional required paperwork, this form is to be retained at the branch office in either paper or electronic form and made available to Compliance upon request. 

Required Disclosures

Potentially Required

  • Rollover Analyzer
    Required for all IRA to IRA transfers, Plan (401K/403B/457/etc) to IRA Transfers and Plan to Plan Transfers. For a quick start guide, including log in information, a link to a video demonstration and user guide, click here.

  • Signature Guarantee Request Form
    Required when requesting any Medallion Signature Guarantee, limit of $250,000, anything higher must be directed to a bank, credit union, etc. Must be accompanied by a copy of client(s) current drivers license, passport, or government issued ID.