Use this form to enter each gift or gratuity you provide to a client or gift you receive as a registered person of Trustmont. Enter only one item per form. Click "Submit" below when finished. |
As of March 30, 2026, FINRA officially increased the annual gift limit under Rule 3220 from $100 to $300 per person, per year. TRUSTMONT POLICY effective July 1, 2026 is a limit of $250 per person per calendar year. |
Which quarter is represented by this submission? | 1st
2nd
3rd
4th
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All representatives are required to file a gift and gratuity log at least quarterly, even if the register contains no entries. Is this a required quarterly filing that contains no entries? | Yes
No
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If this is a required quarterly filing with no entries, select "Trustmont Financial" in the next question, enter your representative number, name and e-mail address where requested, and enter the word "none" in every subsequent question. |
Which Trustmont Unit? | Trustmont Financial (Brokerage)
Trustmont Advisory
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Enter Your Trustmont Representative Number: | |
Representative's Last Name: | |
Representative's First Name: | |
Email Address: | |
Date | |
Recipient Last Name: | |
Recipient First Name: | |
Face value: | |
Description of gift or gratuity. | |
Reason for gift or gratuity. | |
Is the gift or gratuity in relation to the business of the employer of the recipient of the gift or gratuity? | Yes
No
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Is this gift or gratuity in response to a client referral or could it be construed as improperly influencing business decisions? (Explain) | |
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